STATUS OF FORM ADV FILING
Each year, we must submit information to the SEC about our firm and business by filing a “Form ADV,” and we must also amend our disclosure brochure. Our filing is normally due by the end of March each year. Also, if we make material changes to our disclosure brochure, a document we deliver before we begin a client relationship, we must provide a summary of the material changes to that brochure or deliver the new brochure to clients by the end of April.
Due to the unprecedented effects of COVID-19 on investment advisers, the SEC is granting a 45-day extension to registered investment advisers for filing their Form ADV and delivering material changes, if any, to their clients. We will be relying on that extension to make our filing.
Investment advisory services offered through Argosy Wealth Management dba North Ranch Financial Group, an SEC-registered investment adviser.
Custody and other brokerage services provided to clients of Argosy Wealth Management dba North Ranch Financial Group are offered by Fidelity Brokerage Services LLC, Member NYSE/SIPC.